- Securities Registration (section 12(b)) (8-A12B)
28 10월 2008 - 12:17AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-A
FOR
REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT
TO SECTION 12(b) or (g) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Rydex ETF
Trust
(Exact name of
registrant as specified in its charter)
Delaware
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See
Below
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(State of
incorporation or organization)
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(IRS Employer
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Identification
No.)
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c/o
Rydex Investments
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9601
Blackwell Road, Suite 500
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Rockville,
MD
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20850
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(Address of
principal executive offices)
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(Zip Code)
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Securities to be
registered pursuant to Section 12(b) of the Act:
Title of each
class to be registered
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Name of exchange on which
each class is to be registered
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I.R.S. Employer
Identification Number
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Rydex S&P Equal
Weight ETF
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NYSE Arca, Inc.
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43-2004324
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Rydex Russell Top 50
®
ETF
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NYSE Arca, Inc.
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20-2494571
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Rydex S&P 500 Pure
Value ETF
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NYSE Arca, Inc.
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20-4156561
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Rydex S&P 500 Pure
Growth ETF
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NYSE Arca, Inc.
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20-4156706
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Rydex S&P MidCap
400 Pure Value ETF
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NYSE Arca, Inc.
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20-4156760
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Rydex S&P MidCap
400 Pure Growth ETF
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NYSE Arca, Inc.
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20-4156802
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Rydex S&P SmallCap
600 Pure Value ETF
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NYSE Arca, Inc.
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20-4158456
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Rydex S&P SmallCap
600 Pure Growth ETF
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NYSE Arca, Inc.
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20-4158523
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Rydex
S&P Equal Weight Consumer Discretionary ETF
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NYSE Arca, Inc.
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20-5602161
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Rydex S&P Equal
Weight Consumer Staples ETF
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NYSE Arca, Inc.
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20-5602356
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Rydex S&P Equal
Weight Energy ETF
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NYSE Arca, Inc.
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20-5602500
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Rydex S&P Equal
Weight Financials ETF
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NYSE Arca, Inc.
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20-5602570
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Rydex S&P Equal
Weight Health Care ETF
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NYSE Arca, Inc.
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20-5602624
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Rydex S&P Equal
Weight Industrials ETF
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|
NYSE Arca, Inc.
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20-5602672
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Rydex S&P Equal
Weight Materials ETF
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NYSE Arca, Inc.
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20-5602720
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Rydex S&P Equal
Weight Technology ETF
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NYSE Arca, Inc.
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20-5602749
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Rydex S&P Equal
Weight Utilities ETF
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NYSE Arca, Inc.
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20-5602792
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Rydex 2x S&P 500
ETF
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NYSE Arca, Inc.
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26-0590023
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Rydex Inverse 2x
S&P 500 ETF
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NYSE Arca, Inc.
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26-0590341
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Rydex 2x S&P MidCap
400 ETF
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NYSE Arca, Inc.
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26-0590468
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Rydex Inverse 2x
S&P MidCap 400 ETF
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NYSE Arca, Inc.
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26-0590782
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Rydex 2x Russell 2000
®
ETF
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NYSE Arca, Inc.
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26-0590879
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Rydex Inverse 2x
Russell 2000
®
ETF
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NYSE Arca, Inc.
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26-0591134
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Rydex
2x S&P Select Sector Energy ETF
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NYSE Arca, Inc.
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26-2373022
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Rydex
Inverse 2x S&P Select Sector Energy ETF
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NYSE Arca, Inc.
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26-2372090
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Rydex
2x S&P Select Sector Financial ETF
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NYSE Arca, Inc.
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26-2373528
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Rydex
Inverse 2x S&P Select Sector Financial ETF
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NYSE Arca, Inc.
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26-2372158
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Rydex
2x S&P Select Sector Health Care ETF
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NYSE Arca, Inc.
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26-2373761
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Rydex
Inverse 2x S&P Select Sector Health Care ETF
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NYSE Arca, Inc.
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26-2372408
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Rydex
2x S&P Select Sector Technology ETF
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NYSE Arca, Inc.
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26-2373594
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Rydex
Inverse 2x S&P Select Sector Technology ETF
|
|
NYSE Arca, Inc.
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26-2372250
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If this form relates to
the registration of a class of securities pursuant to Section 12(b) of
the Exchange Act and is effective pursuant to General Instruction A.(c), check
the following box.
x
If this form relates to
the registration of a class of securities pursuant to Section 12(g) of
the Exchange Act and is effective pursuant to General Instruction A.(d), check
the following box.
o
Securities Act
registration statement file number to which this form relates: 333-101625
Securities to be
registered pursuant to Section 12(g) of the Act: None.
Item 1.
Description
of Registrants Securities to be Registered.
Reference is made to
Post-Effective Amendment No. 10
to the
Registrants Registration Statement on Form N-1A, as filed with the U.S.
Securities and Exchange Commission (SEC) via EDGAR Accession No.
0000935069-08-000443
on February 28, 2008 (Securities Act
file number 333-101625 and Investment Company Act file number 811-21261), which
is incorporated herein by reference.
Item 2.
Exhibits
A.
Registrants
Agreement and Declaration of Trust dated November 22, 2002 is incorporated
herein by reference to Exhibit (a)(1) of the Registrants Initial
Registration Statement on Form N-1A, as filed with the SEC via EDGAR
Accession No. 0001047469-02-005491 on December 3,
2002. Further, an Amendment dated November 21,
2005 to the Registrants Agreement and Declaration of Trust dated November 22,
2002 is incorporated herein by reference to Exhibit (a)(3) of
Post-Effective Amendment No. 6 to the Registrants Registration Statement
on Form N-1A, as filed with the SEC via EDGAR Accession No. 0000935069-06-000534
on March 1, 2006.
B.
Registrants
Amended and Restated By-Laws are incorporated herein by reference to Exhibit (b) of
Post-Effective Amendment No. 6 to the Registrants Registration Statement
on Form N-1A, as filed with the SEC via EDGAR Accession No. 0000935069-06-000534
on March 1, 2006.
2
SIGNATURE
Pursuant to the
requirements of Section 12 of the Securities Exchange Act of 1934, the
Registrant has duly caused this registration statement to be signed on its
behalf by the undersigned, thereto duly authorized.
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Rydex ETF Trust
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Date: October 27, 2008
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By:
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/s/ Carl G. Verboncoeur
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Carl G. Verboncoeur
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President
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