SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13D
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE
13d-2(a)
(Amendment
No. ___)*
North Asia Investment
Corporation
(Name of
Issuer)
Common Stock, par value
$0.0001 per share
(Title of
Class of Securities)
G66202105
(CUSIP
Number)
Malibu
Partners LLC
15332
Antioch Street #528
Pacific
Palisades, CA 90272
Attention:
Kenneth J. Abdalla
Tel: 310-393-1370
(Name,
Address and Telephone Number of Person
Authorized
to Receive Notices and Communications)
February 24,
2010
(Date of
Event Which Requires Filing of this Statement)
If the filing person has previously
filed a statement on Schedule 13G to report the acquisition that is the
subject of this Schedule 13D, and is filing this schedule because of
Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box
o
.
Note.
Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits.
See
Rule 13d-7(b) for other
parties to whom copies are to be sent.
* The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
or otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however,
see
the
Notes.)
CUSIP
No.: G66202105
|
|
1
|
NAME OF
REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|
|
|
Malibu
Partners, LLC
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
o
|
|
(b)
o
|
3
|
SEC
USE ONLY
|
|
|
|
|
4
|
SOURCE OF
FUNDS
|
|
|
|
PF
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or
2(e)
|
|
|
|
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
California
|
|
7
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
NUMBER
OF
|
8
|
SHARED
VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
|
545,681
|
OWNED
BY
|
9
|
SOLE
DISPOSITIVE POWER
|
EACH
REPORTING
|
|
|
PERSON
WITH
|
|
0
|
|
10
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
545,681
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
545,681
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
|
|
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
8.7%
|
14
|
TYPE
OF REPORTING PERSON
|
|
|
|
OO
|
CUSIP
No.: G66202105
|
|
1
|
NAME OF
REPORTING PERSON
S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|
|
|
Kenneth
J. Abdalla
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
(a)
o
|
|
(b)
o
|
3
|
SEC
USE ONLY
|
|
|
|
|
4
|
SOURCE OF
FUNDS
|
|
|
|
PF
|
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEM 2(d) or
2(e)
|
|
|
|
o
|
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
|
|
|
|
United
States
|
|
7
|
SOLE
VOTING POWER
|
|
|
|
|
|
0
|
NUMBER
OF
|
8
|
SHARED
VOTING POWER
|
SHARES
|
|
|
BENEFICIALLY
|
|
545,681
|
OWNED
BY
|
9
|
SOLE
DISPOSITIVE POWER
|
EACH
REPORTING
|
|
|
PERSON
WITH
|
|
0
|
|
10
|
SHARED
DISPOSITIVE POWER
|
|
|
|
|
|
545,681
|
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
545,681
|
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES
|
|
|
|
o
|
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
8.7%
|
14
|
TYPE
OF REPORTING PERSON
|
|
|
|
IN
|
ITEM
1.
|
Security
and Issuer.
|
The class
of equity securities to which this Statement relates is the common stock, par
value $0.0001 per share (the “
Common Stock
”), of North Asia
Investment Corporation, a blank check Cayman Islands exempted company with
limited liability (the “
Company
” or the “
Issuer
”), with its principal
executive offices located at Jongro Tower 18F, 6 Jongro 2-ga, Jongro-gu, Seoul,
Korea.
ITEM
2.
|
Identity
and Background.
|
(a)-(c)
and (f) The names of the persons filing this Statement (the “
Reporting Persons
”) are: (1)
Malibu Partners LLC, a California limited liability company (“
Malibu Partners
”); and (2)
Kenneth J. Abdalla, a United States Citizen (“
Mr. Abdalla
”). Mr.
Abdalla is the Managing Member of Malibu Partners. The principal
business of each of Malibu Partners and Mr. Abdalla is investing and trading in
securities and financial instruments for its own account.
(d)–(e) During
the last five years, neither Reporting Person has been (a) convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or
(b) a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
ITEM
3.
|
Source
and Amount of Funds or Other
Consideration
|
The funds
used to acquire the securities described in this Schedule 13D were from the
personal funds of the Reporting Persons, and the amount of funds totaled in the
aggregate approximately $5,439,466.25.
ITEM
4.
|
Purpose
of Transaction.
|
The
Reporting Persons acquired the Issuer’s securities for investment
purposes. Except as set forth herein, none of the Reporting Persons
has any plans or proposals that relate to or would result in any of the
transactions described in subparagraphs (a) through (j)
of Item 4 of Schedule
13D.
The
Reporting Persons reserve the right to acquire, or cause to be acquired,
additional securities of the Issuer, to dispose of, or cause to be disposed,
such securities at any time or to formulate other purposes, plans or proposals
regarding the Issuer or any of its securities, to the extent deemed advisable in
light of general investment and trading policies of the Reporting Persons,
market conditions or other factors. Also, consistent with their
investment purpose, the Reporting Persons may engage in communications with one
or more shareholders of the Issuer, one or more officers or employees of the
Issuer, one or more members of the board of directors of the Issuer, and/or one
or more representatives of the Issuer. The Reporting Persons may discuss ideas
that, if effected, may result in the acquisition by persons of additional Common
Stock or other securities of the Issuer and/or any of the other transactions
described in subparagraphs (a) through (j)
of Item 4 of Schedule
13D.
ITEM
5.
|
Interest
in Securities of the Issuer.
|
(a) As
of February 24, 2010, (a) Malibu Partners was the beneficial owner of 545,681
shares of Common Stock, representing 8.7% of all of the Issuer’s outstanding
Common Stock; and (b) Mr. Abdalla was the beneficial owner of 545,681 shares of
Common Stock, representing 8.7% of all of the Issuer’s outstanding Common
Stock.
Mr.
Abdalla may be deemed to beneficially own the shares of Common Stock
beneficially owned by Malibu Partners. Mr. Abdalla disclaims
beneficial ownership of such shares. The foregoing is based on
6,250,000 Shares outstanding, which reflects the number of Shares outstanding,
as of June 30, 2009, as reported in the Company’s Form 20-F filed on December
24, 2009.
(b) Mr.
Abdalla may be deemed to share with Malibu Partners (and not with any third
party) the power to vote or direct the vote of and to dispose or direct the
disposition of the 545,681 shares of Common Stock reported herein.
(c) Except
as set forth in the chart below (which describes purchases of Common Stock on
the open market), during the past 60 days, the Reporting Persons have not
effected any transactions in shares of the Issuer’s Common Stock.
Date
|
Transaction
Type
|
Number of
Shares
|
Price
|
1/25/2010
|
Purchase
|
84,712
|
$9.96
|
1/26/2010
|
Purchase
|
10,098
|
$9.96
|
1/27/2010
|
Purchase
|
922
|
$9.96
|
1/28/2010
|
Purchase
|
900
|
$9.96
|
2/4/2010
|
Purchase
|
700
|
$9.96
|
2/22/2010
|
Purchase
|
100,000
|
$9.97
|
2/24/2010
|
Purchase
|
348,349
|
$9.97
|
(d) Not
applicable.
(e) Not
applicable.
ITEM
6.
|
Contracts,
Arrangements, Understandings or Relationships With Respect to Securities
of the Issuer.
|
There are
no contracts, arrangements, understandings or relationships (legal or otherwise)
among the Reporting Persons and any other person with respect to any securities
of the Issuer, including, but not limited to transfer or voting of any of the
securities, finder’s fees, joint ventures, loan or option arrangements, puts or
calls, guarantees of profits, division of profits or loss, or the giving or
withholding of proxies.
ITEM
7.
|
Material
to be Filed as Exhibits.
|
1.
|
Joint
Filing Agreement
|
SIGNATURE
After reasonable inquiry and to the
best of my knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
Dated: March
8, 2010
|
KENNETH
J. ABDALLA
|
|
|
MALIBU
PARTNERS, LLC
|
|
|
|
|
|
|
By:
|
/s/
Kenneth J. Abdalla
|
|
|
Kenneth
J. Abdalla, for himself, and as Managing Member of Malibu
Partners
|
|
EXHIBIT
INDEX
Exhibit
No.
|
Document
|
|
|
1.
|
Joint
Filing Agreement
|
North Asia Investment Corp. (AMEX:NHR)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
North Asia Investment Corp. (AMEX:NHR)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024