- Statement of Ownership (SC 13G)
16 12월 2010 - 7:26AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(AMENDMENT
NO. ___)
*
GlobalScape,
Inc
(Name of
issuer)
Common
Stock
(Title of
class of securities)
37940G109
(CUSIP
number)
December
7
th
,
2010
(Date of
Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
x
Rule
13d-1(b)
o
Rule
13d-1(c)
o
Rule
13d-1(d)
* The
remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
Persons
who respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control
number.
SEC 1745
(1-06)
|
CUSIP
No. 37940G109
|
13G
|
Page 2 of 5
Pages
|
1. Name of Reporting
Person
I.R.S. Identification Nos. of above persons (entities
only).
Sophrosyne Capital LLC
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
o
(b)
x
3.
SEC Use Only
4.
Citizenship or Place of Organization
Delaware
|
Number
of
|
5.
|
Sole
Voting Power
|
|
Shares
|
|
904,700
|
|
Beneficially
|
|
|
|
Owned
by
|
6.
|
Shared
Voting Power
|
|
Each
|
|
0
|
|
Reporting
|
|
|
|
Person
|
7.
|
Sole
Dispositive Power
|
|
With:
|
|
904,700
|
|
|
|
|
|
|
8.
|
Shared
Dispositive Power
|
|
|
|
0
|
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
904,700
10.
Check if the Aggregate Amount in Row
(9) Excludes Certain Shares (See Instructions)
11.
Percent of Class Represented by Amount
in Row (9)
5.08%
12.
Type of Reporting Person (See
Instructions)
IA
|
Item
1
|
(a)
|
Name
of Issuer:
|
|
|
|
|
GlobalScape,
Inc.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Address
Of Issuer's Principal Executive Offices:
|
|
|
|
|
4500
Lockhill-Selma
|
|
|
|
|
Suite
150
|
|
|
|
|
San
Antonia, TX 78249
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
2
|
(a)
|
Name
of Person Filing:
|
|
|
|
|
Benjamin
Taylor
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(b)
|
Address
of Principal Business Office, or, if none, Residence:
|
|
|
|
|
156
East 36th Street
|
|
|
|
|
at
2 Sniffen Court,
|
|
|
|
|
New
York, NY 10016
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Citizenship:
|
|
|
|
|
U.S.A.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Title
of Class of Securities:
|
|
|
|
|
Common
Stock
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(e)
|
Cusip
Number:
|
|
|
|
|
37940G109
|
|
|
|
|
|
|
|
|
|
|
|
|
Item
3
|
If
this statement is filed pursuant to §240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a:
|
|
|
|
|
|
|
|
|
(a)
|
o
Broker or dealer
registered under section 15 of the Act (15 U.S.C. 78o).
|
|
|
|
(b)
|
o
Bank as defined
in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|
|
(c)
|
o
Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
78c).
|
|
|
|
(d)
|
o
Investment
company registered under section 8 of the Investment Company Act (15
U.S.C. 80a-8).
|
|
|
|
(e)
|
o
An investment
adviser in accordance with §240.13d-1(b)(1)(ii)(E).
|
|
|
|
(f)
|
o
An employee
benefit plan or endowment fund in accordance with
§240.13d-1(b)(ii)(F).
|
|
|
|
(g)
|
o
A parent holding
company or control person in accordance with
§240.13d-1(b)(1)(ii)(G).
|
|
|
|
(h)
|
o
A savings
association as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813).
|
|
|
|
(i)
|
o
A church plan
that is excluded from the definition of an investment company under
section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C.
80a-3);
|
|
|
|
(j)
|
o
Group in
accordance with §240.13d-1(b)(ii)(J).
|
|
|
|
(a)
Amount beneficially owned:
|
|
|
(c)
Number of shares as to which the person
has:
|
|
|
(i)
Sole power to vote or to direct the
vote
|
|
|
(ii)
Shared power to vote or to direct the
vote
|
|
|
(iii)
Sole power to dispose or to direct the disposition
of
|
|
|
(iv)
Shared power to dispose or to direct the disposition
of
|
|
Item
5
|
Ownership
of Five Percent or Less of a Class
|
If this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following
o
.
|
Item
6
|
Ownership
of More Than Five Percent on Behalf Of Another
Person
|
|
Item
7
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding
Company
|
|
Item
8
|
Identification
and Classification of Members of The
Group
|
|
Item
9
|
Notice
of Dissolution of Group
|
|
(a)
|
The
following certification shall be included if the statement is filed
pursuant to §240.13d-1(b):
|
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
|
(b)
|
The
following certification shall be included if the statement is filed
pursuant to §240.13d-1(c):
|
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
|
|
December
15, 2010
|
|
|
Date
|
|
|
|
|
|
|
|
|
Signature
|
|
|
|
|
|
|
|
|
Benjamin
J. Taylor, Managing Member
|
|
|
Name/Title
|
The
original statement shall be signed by each person on whose behalf the statement
is filed or his authorized representative. If the statement is signed on
behalf of a person by his authorized representative other than an executive
officer or general partner of the filing person, evidence of the
representative’s authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
NOTE
: Schedules filed in
paper format shall include a signed original and five copies of the schedule,
including all exhibits.
See
§240.13d-7 for other parties for whom copies are to be sent.
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal
violations (See 18 U.S.C. 1001)
Globalscape (AMEX:GSB)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Globalscape (AMEX:GSB)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024
