Ameristock Etf Trust - Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (N-Q)
14 11월 2007 - 11:51PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
N-Q
QUARTERLY
SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment
Company Act file number:
811-21941
AMERISTOCK
ETF TRUST
(Exact
name of registrant as specified in charter)
1320
Harbor Bay Parkway, Suite 145, Alameda, California 94502
(Address
of principal executive offices) (Zip code)
Nicholas
D. Gerber
1320
Harbor Bay Parkway
Suite
145
Alameda,
CA 94502
(Name
and
address of agent for service)
with
copy
to:
W.
Thomas
Conner, Esq.
Sutherland
Asbill & Brennan LLP
1275
Pennsylvania Avenue, N.W.
Washington,
D.C. 20004-2415
Registrant’s
telephone number, including area code:
(510)
522-3336
Date
of
fiscal year end:
June 30
Date
of
reporting period:
September 30, 2007
Item 1. Schedule of Investments.
Ameristock/Ryan
1 Year Treasury ETF
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Schedule
of Investments
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September
30, 2007 (Unaudited)
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Principal
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Market
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Amount
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Value
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U.S.
TREASURY
OBLIGATIONS - 100.94%
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U.S.
Treasury Notes - 100.94%
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3.00%,
2/15/09
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$
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414,000
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$
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408,534
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3.125%,
9/15/08
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4,746,000
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4,704,843
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5,160,000
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5,113,377
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Total
U.S. Treasury Obligations (Cost $5,080,102)
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5,106,000
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5,113,377
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SHORT-TERM
INVESTMENTS - 0.07%
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Time
Deposit - 0.07%
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Brown
Brothers Harriman & Co.
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4.37%,
10/01/07
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3,546
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3,546
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Total
Short-Term Investments (Cost $3,546)
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3,546
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3,546
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TOTAL
INVESTMENTS - 101.01% (Cost
$5,083,648)
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$
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5,116,923
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LIABILITIES,
LESS OTHER ASSETS - (1.01)%
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(51,106
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)
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NET
ASSETS - 100.00%
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$
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5,065,817
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Federal
Income Tax Basis of Investment Securities
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The
tax cost of the fund at September 30, 2007 based on securities owned
was
$5,083,648.
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The
unrealized gross appreciation/(depreciation) for all securities in
the
fund at
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September
30, 2007 was $33,419 and $(144), respectively.
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See
Notes
to Schedule of Investments
Ameristock/Ryan
2 Year Treasury ETF
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Schedule
of Investments
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September
30, 2007 (Unaudited)
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Principal
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Market
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Amount
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Value
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U.S.
TREASURY
OBLIGATIONS - 99.70%
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U.S.
Treasury Notes - 99.70%
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3.50%,
11/15/09
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$
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4,637,000
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$
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4,592,077
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4.75%,
11/15/08
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504,000
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508,173
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5,141,000
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5,100,250
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Total
U.S. Treasury Obligations (Cost $5,023,660)
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5,141,000
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5,100,250
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SHORT-TERM
INVESTMENTS - 0.08%
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Time
Deposit - 0.08%
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Brown
Brothers Harriman & Co.
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4.37%,
10/01/07
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3,766
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3,766
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Total
Short-Term Investments (Cost $3,766)
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3,766
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3,766
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TOTAL
INVESTMENTS - 99.78% (Cost
$5,027,426)
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$
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5,104,016
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OTHER
ASSETS, LESS
LIABILITIES - 0.22%
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11,477
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NET
ASSETS - 100.00%
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$
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5,115,493
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Federal
Income Tax Basis of Investment Securities
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The
tax cost of the fund at September 30, 2007 based on securities owned
was $5,027,426.
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The
unrealized gross
appreciation/(depreciation) for all securities in the fund at
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September
30, 2007 was $76,590 and $(0), respectively.
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See
Notes
to Schedule of Investments
Ameristock/Ryan
5 Year Treasury ETF
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Schedule
of Investments
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September
30, 2007 (Unaudited)
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Principal
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Market
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Amount
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Value
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U.S.
TREASURY
OBLIGATIONS - 99.52%
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U.S.
Treasury Notes - 99.52%
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4.00%,
11/15/12
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$
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4,922,000
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$
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4,880,468
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4.625%,
10/31/11
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291,000
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296,183
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5,213,000
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5,176,651
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Total
U.S. Treasury Obligations (Cost $5,039,596)
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5,213,000
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5,176,651
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SHORT-TERM
INVESTMENTS - 0.07%
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Time
Deposit - 0.07%
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Brown
Brothers Harriman & Co.
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4.37%,
10/01/07
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3,871
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3,871
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Total
Short-Term Investments (Cost $3,871)
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3,871
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3,871
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TOTAL
INVESTMENTS - 99.59% (Cost
$5,043,467)
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$
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5,180,522
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OTHER
ASSETS, LESS
LIABILITIES - 0.41%
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21,197
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NET
ASSETS - 100.00%
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$
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5,201,719
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Federal
Income Tax Basis of Investment Securities
|
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The
tax cost of the fund at September 30, 2007 based on securities owned
was
$5,043,467.
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The
unrealized gross
appreciation/(depreciation) for all securities in the fund at
|
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September
30, 2007 was $137,056 and $(0), respectively.
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See
Notes
to Schedule of Investments
Ameristock/Ryan
10 Year Treasury ETF
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Schedule
of Investments
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September
30, 2007 (Unaudited)
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Principal
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Market
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Amount
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Value
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U.S.
TREASURY
OBLIGATIONS - 99.88%
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U.S.
Treasury Bond - 59.42%
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8.75%,
8/15/20
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$
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2,260,000
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$
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3,107,853
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U.S.
Treasury Note - 40.46%
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5.125%,
5/15/16
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2,031,000
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2,116,206
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Total
U.S. Treasury Obligations (Cost $5,027,347)
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4,291,000
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5,224,059
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SHORT-TERM
INVESTMENTS - 0.07%
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|
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|
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|
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|
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Time
Deposit - 0.07%
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|
Brown
Brothers Harriman & Co.
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4.37%,
10/01/07
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3,437
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3,437
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Total
Short-Term Investments (Cost $3,437)
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3,437
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3,437
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TOTAL
INVESTMENTS - 99.95% (Cost
$5,030,784)
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|
$
|
5,227,496
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OTHER
ASSETS, LESS
LIABILITIES - 0.05%
|
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2,688
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NET
ASSETS - 100.00%
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|
$
|
5,230,184
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Federal
Income Tax Basis of Investment Securities
|
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|
|
|
|
|
|
The
tax cost of the fund at September 30, 2007 based on securities owned
was
$5,030,784.
|
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|
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|
|
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The
unrealized gross
appreciation/(depreciation) for all securities in the fund at
|
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|
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|
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|
|
September
30, 2007 was $196,712 and $(0), respectively.
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|
See
Notes
to Schedule of Investments
Ameristock/Ryan
20 Year Treasury ETF
|
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|
Schedule
of Investments
|
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|
|
|
|
|
September
30, 2007 (Unaudited)
|
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|
|
|
|
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|
|
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Principal
|
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Market
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Amount
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Value
|
|
U.S.
TREASURY
OBLIGATIONS - 99.75%
|
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U.S.
Treasury Bonds - 99.75%
|
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|
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|
5.50%,
8/15/28
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$
|
2,596,000
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$
|
2,802,058
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|
7.50%,
11/15/24
|
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|
1,887,000
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|
|
2,454,870
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4,483,000
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5,256,928
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|
|
|
|
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|
Total
U.S. Treasury Obligations (Cost $5,013,501)
|
|
|
4,483,000
|
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|
|
5,256,928
|
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|
|
|
|
|
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|
|
|
|
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SHORT-TERM
INVESTMENTS - 0.08%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Time
Deposit - 0.08%
|
|
|
|
|
|
|
|
|
Brown
Brothers Harriman & Co.
|
|
|
|
|
|
|
|
|
4.37%,
10/01/07
|
|
|
4,500
|
|
|
|
4,500
|
|
|
|
|
|
|
|
|
|
|
Total
Short-Term Investments (Cost $4,500)
|
|
|
4,500
|
|
|
|
4,500
|
|
|
|
|
|
|
|
|
|
|
TOTAL
INVESTMENTS - 99.83% (Cost
$5,018,001)
|
|
|
|
|
|
$
|
5,261,428
|
|
OTHER
ASSETS, LESS
LIABILITIES - 0.17%
|
|
|
|
|
|
|
8,833
|
|
NET
ASSETS - 100.00%
|
|
|
|
|
|
$
|
5,270,261
|
|
|
|
|
|
|
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|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Federal
Income Tax Basis of Investment Securities
|
|
|
|
|
|
|
|
|
The
tax cost of the fund at September 30, 2007 based on securities owned
was
$5,018,001.
|
|
|
|
|
|
|
|
|
The
unrealized gross
appreciation/(depreciation) for all securities in the fund at
|
|
|
|
|
|
|
|
|
September
30, 2007 was $243,426 and $(0), respectively.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
See
Notes
to Schedule of Investments
Notes
to Portfolio Holdings – September 30, 2007 (unaudited)
SIGNIFICANT
ACCOUNTING POLICIES
Security
Valuation
Securities
are valued at closing bid price. Other portfolio securities and
assets for which market quotations are not readily available are valued based
on
fair value as determined in accordance with procedures adopted by the Board
of
Trustees. Investments in money market mutual funds are stated at net
asset value.
Investment
Transactions
Investment
transactions are recorded on the trade date. Realized gains and losses from
the
sale or disposition of securities are calculated on the identified cost
basis.
ITEM
2. CONTROLS AND PROCEDURES.
(a)
The
registrant's principal executive officer and principal financial officer
has
concluded that the registrant's disclosure controls and procedures (as defined
in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the
"1940
Act") (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of
the
filing date of this report based on his evaluation of these controls and
procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b))
and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934,
as
amended (17 CFR 240.13a-15(b) or 240.15d-15(b)).
(b)
There
were no changes in the registrant's internal control over financial reporting
(as defined in Rule 30a-3(d) under the 1940 Act (17CFR 270.30a-3(d)) that
occurred during the registrant's last fiscal quarter that have materially
affected, or are reasonably likely to materially affect, the registrant's
internal control over financial reporting.
Certifications
pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the
Sarbanes-Oxley Act of 2002 are attached hereto.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934 and the Investment
Company Act of 1940, the registrant has duly caused this report to be signed
on
its behalf by the undersigned, thereunto duly authorized.
Registrant:
AMERISTOCK ETF TRUST
By:
/s/
Nicholas D.
Gerber
Nicholas
D. Gerber
President
(Principal Executive Officer) and Treasurer (Principal Financial Officer)
Date:
November 13, 2007
Pursuant
to the requirements of the Securities Exchange Act of 1934 and the Investment
Company Act of 1940, this report has been signed below by the following persons
on behalf of the registrant and in the capacities and on the dates indicated.
By:
/s/
Nicholas D.
Gerber
Nicholas
D. Gerber
President
(Principal Executive Officer) and Treasurer (Principal Financial Officer)
Date:
November 13, 2007
Ameristock/Ryan 1 Year Treasury Etf (AMEX:GKA)
과거 데이터 주식 차트
부터 6월(6) 2024 으로 7월(7) 2024
Ameristock/Ryan 1 Year Treasury Etf (AMEX:GKA)
과거 데이터 주식 차트
부터 7월(7) 2023 으로 7월(7) 2024