- Amended Statement of Beneficial Ownership (SC 13D/A)
30 3월 2010 - 1:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1 )*
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
(CUSIP Number)
Jean-François Joly
Credit Industriel et Commercial
6 avenue de Provence
75009 Paris, France
+33 1 45 96 90 72
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Credit Industriel et Commercial
|
|
|
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
|
(a)
o
|
|
|
(b)
o
|
|
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
|
|
|
|
4
|
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
|
|
|
PF
|
|
|
|
|
|
5
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
|
|
|
|
|
o
|
|
|
|
|
|
6
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
|
|
France
|
|
|
|
|
|
|
|
7
|
|
SOLE VOTING POWER
|
|
|
|
|
|
NUMBER OF
|
|
7,782,900
|
|
|
|
|
|
|
SHARES
|
8
|
|
SHARED VOTING POWER
|
|
BENEFICIALLY
|
|
|
|
OWNED BY
|
|
Nil
|
|
|
|
|
|
|
EACH
|
9
|
|
SOLE DISPOSITIVE POWER
|
|
REPORTING
|
|
|
|
PERSON
|
|
7,782,900
|
|
|
|
|
|
|
WITH
|
10
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
|
|
Nil
|
|
|
|
|
|
11
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
|
|
7,782,900
|
|
|
|
|
|
12
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
|
|
o
|
|
|
|
|
|
13
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
|
|
|
10.3%*
|
|
|
|
|
|
14
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
|
|
BK
|
*
Based on a total number of Corriente Resources Inc. shares
outstanding of 75,349,893 as of the Issuer’s quarterly financial statement dated September 30, 2009.
Page 2 of 5
This amendment (“Amendment No. 1”) amends the Schedule 13D filed by Credit Industriel et
Commercial (“CIC”) with the Securities and Exchange Commission (the “SEC”) on March 24, 2010 (the
“Initial Statement”). Except as specifically set forth herein, the Initial Statement remains
unmodified.
Capitalized terms used in this Amendment No. 1 without being defined herein have the meanings
given to them in the Initial Statement.
Item 5. Interest in Securities of the Issuer
Item 5 is amended and restated in its entirety below.
(a) As of the date of this Schedule 13D, CIC is the beneficial owner of 7,782,900 shares of Common
Stock constituting approximately 10.3% of the total issued and outstanding shares of Common Stock
of the Issuer.
(b) As of the date of this Schedule 13D, CIC may be deemed to hold sole power to vote and to
dispose of the 7,782,900 shares of Common Stock of the Issuer as described in (a) above.
(c) Transactions made by CIC in the Common Stock of the Issuer in the past 60 days from the date of
this Schedule 13D are attached as Exhibit 2.
(d) No person other than CIC is known to have the right to receive, or the power to direct the
receipt of, dividends from, or proceeds from the sale of, the shares of Common Stock of the Issuer
reported in this Schedule 13D.
(e) None.
Item 7. Material to be Filed as Exhibits.
Item 7 is amended and restated in its entirety below.
Exhibit 1: Stock Loan Agreement by and between CIC and Cigogne Management S.A.
Exhibit 2: Transactions made by CIC in the
Common Stock of the Issuer in the past 60 days from the
date of this Schedule 13D.
Page 3 of 5
SIGNATURES
After reasonable inquiry and to the best of my knowledge, I certify that the information set forth
in this statement is true, complete and correct.
Dated: March 29, 2010
|
|
|
|
|
|
CREDIT INDUSTRIEL ET COMMERCIAL
|
|
|
By:
|
/s/ Jean-François Joly
|
|
|
|
Name:
|
Jean-François Joly
|
|
|
|
Title:
|
Head of Legal and Tax Department
|
|
Page 4 of 5
Corriente Resources (AMEX:ETQ)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024
Corriente Resources (AMEX:ETQ)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024
