FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ X ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  

OMB APPROVAL
OMB Number: 3235-0362
Expires: January 31, 2014
Estimated average burden
hours per response...
1.0
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

REYNOLDS DOUGLAS V

2. Issuer Name and Ticker or Trading Symbol

Energy Services of America CORP [ESA]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)

(Last)          (First)          (Middle)

100 INDUSTRIAL LANE

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
9/30/2011 
(Street)

HUNTINGTON, WV 25702

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
Common Stock   8/15/2008     J4   442891   A   (1) 1207891   D    
Common Stock   12/28/2010     S4   (2) 21150   D $ 4.6   1166741   D    
Common Stock   12/31/2010     S4   (3) 511   D $ 4.6   1153230   D    
Common Stock   9/28/2011     A4   9049   A   (4) 1162279   D    

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants   $ 5   9/28/2011     D4      76924    8/29/2011   10/12/2011   Common Stock   76924     (4) 0   D    

Explanation of Responses:
( 1)  On August 15, 2008, Energy Services Acquisition Corp. (ESA) acquired C.J. Hughes Construction Company, Inc. (CJ) by issuing 6,434.7 shares of ESA for each share of CJ. The reporting person owned 68.82858 shares of CJ that were converted to 442,891 shares of ESA.
( 2)  This filing is to correct the number of shares sold, as erroneously reported on December 28, 2010 as 21,500 shares.
( 3)  This filing is to correct the number of shares sold, as erroneously report on January 3, 2011 as 4,661 shares.
( 4)  The reporting person acquired 9,049 shares of common stock pursuant to an exchange offer whereby 8 1/2 warrants were exchanged for one share of common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
REYNOLDS DOUGLAS V
100 INDUSTRIAL LANE
HUNTINGTON, WV 25702
X



Signatures
/s/ Alan Schick, Pursuant to Power of Attorney 2/27/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Energy Services of America Corp. (AMEX:ESA)
과거 데이터 주식 차트
부터 5월(5) 2024 으로 6월(6) 2024 Energy Services of America Corp. 차트를 더 보려면 여기를 클릭.
Energy Services of America Corp. (AMEX:ESA)
과거 데이터 주식 차트
부터 6월(6) 2023 으로 6월(6) 2024 Energy Services of America Corp. 차트를 더 보려면 여기를 클릭.