Report of Proposed Sale of Securities (144)
28 9월 2018 - 4:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES
ACT OF 1933
ATTENTION: Transmit for filing 3 copies of this form concurrently with either
placing an order with a broker to execute sale or executing a sale directly
with a market maker.
OMB APPROVAL
OMB Number: 3235-0101
Expires: June 30, 2020 Estimated average burden hours per response
1.00
|
SEC USE ONLY
DOCUMENT SEQUENCE NO.
CUSIP NUMBER
1 (a) NAME OF ISSUER (Please
type or print)
Bovie medical corporation
(b) IRS IDENT. NO.
112644611
(c) S.E.C. FILE NO.
00131885
WORK LOCATION
1 (d) ADDRESS OF ISSUER STREET CITY STATE ZIP
CODE
|
5115 ulmerton road Clearwater, FL 33760
(e) TELEPHONE NO.
AREA CODE
800
NUMBER
5372790
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE
SOLD
John robert saron
(b)RELATIONSHIP TO ISSUER
affiliate
(c) ADDRESS STREET CITY STATE ZIP CODE
846 35th avenue n
st Petersburg
fl 33704
INSTRUCTION: The person filing this notice
should
contact the issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
3 (a)
(b)
SEC USE ONLY
(c)
Number of Shares or Other Units
To Be Sold
(See instr. 3(c))
(d)
Aggregate Market Value
(See instr. 3(d))
(e)
Number of Shares or Other Units Outstanding
(See instr. 3(e))
(f)
Approximate Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
(g)
Name of Each Securities Exchange
(See instr. 3(g))
Title of the
Class of Securities To Be Sold
Name and Address of Each Broker Through Whom the Securities
are to be Offered or Each Market Maker who is Acquiring the
Securities
Broker-Dealer File Number
common
Madison Global Partners
LLC
350 Motor Pkwy Ste 205
Hauppauge, NY 11788
175,000
1,235,500.00
33,204,000
10/01/2018
NYSE
INSTRUCTIONS:
3 . (a) Title of the class of securities to be sold
1. (a) Name of issuer (b) Name and address of each broker through
whom the securities are intended to be sold
(b) Issuer's I.R.S. Identification Number (c) Number of shares
or other units to be sold (if debt securities, give the aggregate face
amount)
(c) Issuer's S.E.C. file number, if any (d) Aggregate market
value of the securities to be sold as of a specified date within 10 days
prior to the filing of this notice
(d) Issuer's address, including zip code (e) Number of shares or
other units of the class outstanding, or if debt securities the face
amount thereof outstanding, as shown
(e) Issuer's telephone number, including area code by the most
recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
2. . (a) Name of person for whose account the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities
are intended to be sold
(b) Such person's relationship to the issuer (e.g., officer, director,
10% stockholder, or member of immediate family of any of the foregoing)
(c) Such person's address, including zip code
Potential persons who are to respond to the collection of information
contained in this form are not
required to respond unless the form displays a currently valid
OMB control number. SEC 1147 (08-07)
TABLE I -- SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of
the securities to be sold
and with respect to the payment of all or any part of the purchase
price or other consideration therefor:
Title of the Class
Date you Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of Securities
Acquired
Date of Payment
Nature of Payment
common
6/8/2005
Employee Stock
Option
Bovie Medical Corporation
219,363
INSTRUCTIONS: If the
securities were purchased and full payment therefor was not made
in cash at the time of purchase, explain in the table or in a note
thereto the nature of the consideration given. If the consideration
consisted of any note or other obligation, or if payment was made in
installments describe the arrangement and state when the note or
other obligation was discharged in full or the last installment paid.
TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer
sold during the past 3 months by the person for whose account the
securities are to be sold.
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of Securities Sold
Gross Proceeds
REMARKS:
INSTRUCTIONS:
See the definition of "person" in paragraph (a) of Rule 144.
Information
is to be given not only as to the person for whose account the
securities are to be sold but also as to all other persons included
in that definition. In addition, information shall be given as to
sales by all persons whose sales are required by paragraph (e) of
Rule 144 to be aggregated with sales for the account of the person
filing this notice.
ATTENTION: The person for whose account the securities to which
this notice relates are to be sold hereby represents by
signing this notice that he does not know any material adverse
information in regard to the current and prospective operations
of the Issuer of the securities to be sold which has not been
publicly disclosed. If such person has adopted a written trading
plan or given trading instructions to satisfy Rule 10b5-1
under the Exchange Act, by signing the form and indicating the date
that the plan was adopted or the instruction given, that person makes
such representation as of the plan adoption or instruction date.
9/21/2018
DATE OF NOTICE (SIGNATURE)
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy
IF RELYING ON RULE 10B5-1 of the notice shall be manually
signed.Any copies not manually signed shall bear typed or printed
signatures.
SEC 1147 (02-08)
This regulatory filing also includes additional resources:
saron.pdf
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