RNS Number : 2329O
Barclays PLC
29 November 2024
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

AVIVA PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

28 Nov 2024

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

DIRECT LINE INSURANCE GROUP PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

32 17/19p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

23,837,769

0.89%

23,999,951

0.90%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,457,384

0.05%

21,741,203

0.81%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

1,099,484

0.04%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

25,295,153

0.94%

46,840,638

1.75%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

32 17/19p ordinary

Purchase

2,798,249

4.7400  GBP

32 17/19p ordinary

Purchase

504,582

4.7744  GBP

32 17/19p ordinary

Purchase

293,508

4.7709  GBP

32 17/19p ordinary

Purchase

267,726

4.7553  GBP

32 17/19p ordinary

Purchase

218,289

4.7748  GBP

32 17/19p ordinary

Purchase

149,963

4.7589  GBP

32 17/19p ordinary

Purchase

141,549

4.7573  GBP

32 17/19p ordinary

Purchase

130,800

4.7803  GBP

32 17/19p ordinary

Purchase

109,528

4.7554  GBP

32 17/19p ordinary

Purchase

105,793

4.7950  GBP

32 17/19p ordinary

Purchase

96,564

4.7557  GBP

32 17/19p ordinary

Purchase

56,092

4.7545  GBP

32 17/19p ordinary

Purchase

50,000

4.7790  GBP

32 17/19p ordinary

Purchase

48,322

4.7646  GBP

32 17/19p ordinary

Purchase

41,932

4.7931  GBP

32 17/19p ordinary

Purchase

34,060

4.7691  GBP

32 17/19p ordinary

Purchase

33,264

4.7499  GBP

32 17/19p ordinary

Purchase

30,292

4.7550  GBP

32 17/19p ordinary

Purchase

28,852

4.7630  GBP

32 17/19p ordinary

Purchase

26,763

4.7401  GBP

32 17/19p ordinary

Purchase

18,778

4.7952  GBP

32 17/19p ordinary

Purchase

18,614

4.7696  GBP

32 17/19p ordinary

Purchase

17,701

4.7440  GBP

32 17/19p ordinary

Purchase

16,902

4.7551  GBP

32 17/19p ordinary

Purchase

15,730

4.7561  GBP

32 17/19p ordinary

Purchase

15,344

4.7635  GBP

32 17/19p ordinary

Purchase

14,324

4.7463  GBP

32 17/19p ordinary

Purchase

14,129

4.7325  GBP

32 17/19p ordinary

Purchase

13,909

4.7655  GBP

32 17/19p ordinary

Purchase

13,104

4.7618  GBP

32 17/19p ordinary

Purchase

11,330

4.7556  GBP

32 17/19p ordinary

Purchase

10,732

4.7622  GBP

32 17/19p ordinary

Purchase

10,560

4.7678  GBP

32 17/19p ordinary

Purchase

10,418

4.7771  GBP

32 17/19p ordinary

Purchase

9,952

4.7601  GBP

32 17/19p ordinary

Purchase

9,185

4.7579  GBP

32 17/19p ordinary

Purchase

9,074

4.7650  GBP

32 17/19p ordinary

Purchase

8,429

4.7668  GBP

32 17/19p ordinary

Purchase

7,888

4.7633  GBP

32 17/19p ordinary

Purchase

6,552

4.7634  GBP

32 17/19p ordinary

Purchase

5,841

4.7657  GBP

32 17/19p ordinary

Purchase

5,531

4.7704  GBP

32 17/19p ordinary

Purchase

3,817

4.7542  GBP

32 17/19p ordinary

Purchase

3,781

4.7520  GBP

32 17/19p ordinary

Purchase

3,273

4.7500  GBP

32 17/19p ordinary

Purchase

3,209

4.7457  GBP

32 17/19p ordinary

Purchase

3,114

4.7512  GBP

32 17/19p ordinary

Purchase

2,265

4.7825  GBP

32 17/19p ordinary

Purchase

2,001

4.7490  GBP

32 17/19p ordinary

Purchase

1,732

4.7470  GBP

32 17/19p ordinary

Purchase

1,614

4.7515  GBP

32 17/19p ordinary

Purchase

1,291

4.7600  GBP

32 17/19p ordinary

Purchase

1,249

4.7530  GBP

32 17/19p ordinary

Purchase

1,217

4.7495  GBP

32 17/19p ordinary

Purchase

1,203

4.7755  GBP

32 17/19p ordinary

Purchase

1,133

4.7480  GBP

32 17/19p ordinary

Purchase

868

4.7760  GBP

32 17/19p ordinary

Purchase

858

4.7460  GBP

32 17/19p ordinary

Purchase

821

4.7795  GBP

32 17/19p ordinary

Purchase

812

4.7770  GBP

32 17/19p ordinary

Purchase

766

4.7645  GBP

32 17/19p ordinary

Purchase

682

4.7590  GBP

32 17/19p ordinary

Purchase

662

4.7485  GBP

32 17/19p ordinary

Purchase

645

4.7670  GBP

32 17/19p ordinary

Purchase

641

4.7745  GBP

32 17/19p ordinary

Purchase

638

4.7640  GBP

32 17/19p ordinary

Purchase

617

4.7575  GBP

32 17/19p ordinary

Purchase

606

4.7625  GBP

32 17/19p ordinary

Purchase

598

4.7765  GBP

32 17/19p ordinary

Purchase

460

4.7540  GBP

32 17/19p ordinary

Purchase

425

4.7604  GBP

32 17/19p ordinary

Purchase

363

4.7360  GBP

32 17/19p ordinary

Purchase

230

4.7580  GBP

32 17/19p ordinary

Purchase

199

4.7620  GBP

32 17/19p ordinary

Purchase

139

4.7810  GBP

32 17/19p ordinary

Purchase

129

4.7570  GBP

32 17/19p ordinary

Purchase

90

4.7750  GBP

32 17/19p ordinary

Purchase

50

4.7785  GBP

32 17/19p ordinary

Purchase

12

4.7820  GBP

32 17/19p ordinary

Sale

857,354

4.7882  GBP

32 17/19p ordinary

Sale

369,717

4.7594  GBP

32 17/19p ordinary

Sale

268,514

4.7719  GBP

32 17/19p ordinary

Sale

189,908

4.7950  GBP

32 17/19p ordinary

Sale

175,585

4.7811  GBP

32 17/19p ordinary

Sale

167,419

4.7700  GBP

32 17/19p ordinary

Sale

146,459

4.7551  GBP

32 17/19p ordinary

Sale

80,598

4.7742  GBP

32 17/19p ordinary

Sale

78,141

4.7504  GBP

32 17/19p ordinary

Sale

49,875

4.7808  GBP

32 17/19p ordinary

Sale

40,643

4.7953  GBP

32 17/19p ordinary

Sale

37,339

4.7721  GBP

32 17/19p ordinary

Sale

36,903

4.7602  GBP

32 17/19p ordinary

Sale

31,858

4.7636  GBP

32 17/19p ordinary

Sale

27,052

4.7571  GBP

32 17/19p ordinary

Sale

26,418

4.7637  GBP

32 17/19p ordinary

Sale

25,000

4.8147  GBP

32 17/19p ordinary

Sale

22,252

4.7562  GBP

32 17/19p ordinary

Sale

19,286

4.7626  GBP

32 17/19p ordinary

Sale

16,051

4.7567  GBP

32 17/19p ordinary

Sale

15,177

4.7915  GBP

32 17/19p ordinary

Sale

12,344

4.7722  GBP

32 17/19p ordinary

Sale

12,115

4.7588  GBP

32 17/19p ordinary

Sale

10,965

4.8144  GBP

32 17/19p ordinary

Sale

10,561

4.7841  GBP

32 17/19p ordinary

Sale

9,416

4.7400  GBP

32 17/19p ordinary

Sale

8,429

4.7672  GBP

32 17/19p ordinary

Sale

8,314

4.7859  GBP

32 17/19p ordinary

Sale

8,063

4.8042  GBP

32 17/19p ordinary

Sale

6,608

4.7513  GBP

32 17/19p ordinary

Sale

5,942

4.7463  GBP

32 17/19p ordinary

Sale

5,868

4.7493  GBP

32 17/19p ordinary

Sale

5,841

4.7662  GBP

32 17/19p ordinary

Sale

5,683

4.7465  GBP

32 17/19p ordinary

Sale

5,037

4.7723  GBP

32 17/19p ordinary

Sale

4,603

4.7866  GBP

32 17/19p ordinary

Sale

3,929

4.7500  GBP

32 17/19p ordinary

Sale

3,355

4.7470  GBP

32 17/19p ordinary

Sale

2,826

4.7870  GBP

32 17/19p ordinary

Sale

2,621

4.7369  GBP

32 17/19p ordinary

Sale

2,429

4.7440  GBP

32 17/19p ordinary

Sale

2,335

4.7647  GBP

32 17/19p ordinary

Sale

2,265

4.7825  GBP

32 17/19p ordinary

Sale

2,196

4.8215  GBP

32 17/19p ordinary

Sale

2,042

4.7762  GBP

32 17/19p ordinary

Sale

1,857

4.7490  GBP

32 17/19p ordinary

Sale

1,710

4.7733  GBP

32 17/19p ordinary

Sale

1,628

4.7597  GBP

32 17/19p ordinary

Sale

1,581

4.7499  GBP

32 17/19p ordinary

Sale

1,291

4.7600  GBP

32 17/19p ordinary

Sale

1,273

4.7703  GBP

32 17/19p ordinary

Sale

1,249

4.7530  GBP

32 17/19p ordinary

Sale

1,217

4.7495  GBP

32 17/19p ordinary

Sale

1,203

4.7755  GBP

32 17/19p ordinary

Sale

1,086

4.7475  GBP

32 17/19p ordinary

Sale

955

4.7480  GBP

32 17/19p ordinary

Sale

929

4.7751  GBP

32 17/19p ordinary

Sale

891

4.7516  GBP

32 17/19p ordinary

Sale

868

4.7760  GBP

32 17/19p ordinary

Sale

858

4.7460  GBP

32 17/19p ordinary

Sale

821

4.7795  GBP

32 17/19p ordinary

Sale

812

4.7770  GBP

32 17/19p ordinary

Sale

798

4.7890  GBP

32 17/19p ordinary

Sale

766

4.7645  GBP

32 17/19p ordinary

Sale

689

4.7410  GBP

32 17/19p ordinary

Sale

682

4.7590  GBP

32 17/19p ordinary

Sale

680

4.7546  GBP

32 17/19p ordinary

Sale

662

4.7485  GBP

32 17/19p ordinary

Sale

641

4.7745  GBP

32 17/19p ordinary

Sale

638

4.7644  GBP

32 17/19p ordinary

Sale

623

4.7630  GBP

32 17/19p ordinary

Sale

617

4.7575  GBP

32 17/19p ordinary

Sale

606

4.7625  GBP

32 17/19p ordinary

Sale

598

4.7765  GBP

32 17/19p ordinary

Sale

510

4.7550  GBP

32 17/19p ordinary

Sale

425

4.7609  GBP

32 17/19p ordinary

Sale

363

4.7360  GBP

32 17/19p ordinary

Sale

303

4.7520  GBP

32 17/19p ordinary

Sale

230

4.7580  GBP

32 17/19p ordinary

Sale

199

4.7620  GBP

32 17/19p ordinary

Sale

139

4.7810  GBP

32 17/19p ordinary

Sale

129

4.7570  GBP

32 17/19p ordinary

Sale

90

4.7750  GBP

32 17/19p ordinary

Sale

50

4.7785  GBP

32 17/19p ordinary

Sale

18

4.7540  GBP

32 17/19p ordinary

Sale

12

4.7820  GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

32 17/19p ordinary

SWAP

Opening Long

35,000

4.7326  GBP

32 17/19p ordinary

SWAP

Increasing Long

16,051

4.7567  GBP

32 17/19p ordinary

SWAP

Increasing Long

2,333

4.7595  GBP

32 17/19p ordinary

SWAP

Increasing Long

849

4.7611  GBP

32 17/19p ordinary

SWAP

Increasing Long

13,375

4.7614  GBP

32 17/19p ordinary

SWAP

Increasing Long

37,339

4.7721  GBP

32 17/19p ordinary

SWAP

Increasing Long

1,710

4.7733  GBP

32 17/19p ordinary

SWAP

Increasing Long

929

4.7751  GBP

32 17/19p ordinary

SWAP

Increasing Long

49,875

4.7808  GBP

32 17/19p ordinary

SWAP

Increasing Long

57,834

4.7811  GBP

32 17/19p ordinary

SWAP

Increasing Long

315,630

4.7917  GBP

32 17/19p ordinary

SWAP

Increasing Long

87,863

4.7936  GBP

32 17/19p ordinary

SWAP

Increasing Long

4,778

4.7947  GBP

32 17/19p ordinary

SWAP

Increasing Long

17,015

4.7949  GBP

32 17/19p ordinary

SWAP

Increasing Long

196,190

4.7950  GBP

32 17/19p ordinary

SWAP

Increasing Long

5,211

4.8123  GBP

32 17/19p ordinary

SWAP

Increasing Long

10,965

4.8144  GBP

32 17/19p ordinary

SWAP

Decreasing Long

14,129

4.7325  GBP

32 17/19p ordinary

SWAP

Decreasing Long

2,100

4.7338  GBP

32 17/19p ordinary

SWAP

Decreasing Long

675

4.7420  GBP

32 17/19p ordinary

SWAP

Decreasing Long

17,066

4.7440  GBP

32 17/19p ordinary

SWAP

Decreasing Long

3,114

4.7512  GBP

32 17/19p ordinary

SWAP

Decreasing Long

43,627

4.7540  GBP

32 17/19p ordinary

SWAP

Decreasing Long

267,726

4.7553  GBP

32 17/19p ordinary

SWAP

Decreasing Long

11,330

4.7556  GBP

32 17/19p ordinary

SWAP

Decreasing Long

96,564

4.7557  GBP

32 17/19p ordinary

SWAP

Decreasing Long

12,465

4.7562  GBP

32 17/19p ordinary

SWAP

Decreasing Long

9,185

4.7579  GBP

32 17/19p ordinary

SWAP

Decreasing Long

70,310

4.7590  GBP

32 17/19p ordinary

SWAP

Decreasing Long

9,952

4.7601  GBP

32 17/19p ordinary

SWAP

Decreasing Long

68,923

4.7615  GBP

32 17/19p ordinary

SWAP

Decreasing Long

645

4.7670  GBP

32 17/19p ordinary

SWAP

Decreasing Long

18,614

4.7696  GBP

32 17/19p ordinary

SWAP

Decreasing Long

35,000

4.7715  GBP

32 17/19p ordinary

SWAP

Decreasing Long

10,418

4.7771  GBP

32 17/19p ordinary

SWAP

Decreasing Long

348

4.7792  GBP

32 17/19p ordinary

SWAP

Decreasing Long

75,079

4.7902  GBP

32 17/19p ordinary

SWAP

Decreasing Long

41,932

4.7931  GBP

32 17/19p ordinary

SWAP

Decreasing Long

8,938

4.7950  GBP

32 17/19p ordinary

SWAP

Decreasing Long

18,778

4.7952  GBP

32 17/19p ordinary

SWAP

Opening Long

10,365

4.7508  GBP

32 17/19p ordinary

CFD

Opening Long

32,263

4.7386  GBP

32 17/19p ordinary

CFD

Increasing Long

70,147

4.7504  GBP

32 17/19p ordinary

CFD

Increasing Long

86,894

4.7852  GBP

32 17/19p ordinary

CFD

Increasing Long

53,345

4.7946  GBP

32 17/19p ordinary

CFD

Decreasing Long

26,763

4.7401  GBP

32 17/19p ordinary

CFD

Decreasing Long

1,020

4.7404  GBP

32 17/19p ordinary

CFD

Decreasing Long

80,589

4.7532  GBP

32 17/19p ordinary

CFD

Decreasing Long

60,103

4.7950  GBP

32 17/19p ordinary

SWAP

Opening Short

2,140

4.7710  GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i)  the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 Nov 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

AVIVA PLC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

32 17/19p ordinary

Call Options

Written

-322,252

4.2985

European

11 Mar 2025

32 17/19p ordinary

Call Options

Written

-310,542

4.5547

European

23 Dec 2024

32 17/19p ordinary

Call Options

Written

-241,321

4.4050

European

06 May 2025

32 17/19p ordinary

Call Options

Written

-120,791

5.3305

European

06 Jun 2025

32 17/19p ordinary

Call Options

Written

-104,578

5.3176

European

05 Jun 2025

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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부터 11월(11) 2023 으로 11월(11) 2024 Barclays 차트를 더 보려면 여기를 클릭.