Statement of Changes in Beneficial Ownership (4)
15 3월 2018 - 4:43AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
SABBY MANAGEMENT, LLC
|
2. Issuer Name
and
Ticker or Trading Symbol
Rosetta Genomics Ltd.
[
ROSG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
10 MOUNTAINVIEW ROAD, SUITE 205
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2018
|
(Street)
UPPER SADDLE RIVER, NJ 07458
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
20373
|
A
|
$0.4199
|
595094
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
454
|
A
|
$0.401
|
595548
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
2604
|
A
|
$0.4199
|
598152
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
11521
|
A
|
$0.41
|
609673
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
21800
|
A
|
$0.4117
|
631473
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
24600
|
A
|
$0.4185
|
656073
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
24162
|
A
|
$0.4186
|
680235
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
10605
|
A
|
$0.4189
|
690840
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
12390
|
A
|
$0.4101
|
703230
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/12/2018
|
|
P
|
|
10000
|
A
|
$0.42
|
713230
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/13/2018
|
|
P
|
|
30990
|
A
|
$0.4203
|
744220
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
ADR Shares (each one equal to 2 ordinary shares)
|
3/13/2018
|
|
P
|
|
6329
|
A
|
$0.42
|
750549
|
I
(1)
(2)
|
See Footnotes
(1)
(2)
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(1)
|
This Form 4 is being filed by Sabby Healthcare Master Fund, Ltd. ("SHMF"), Sabby Volatility Warrant Master Fund, Ltd. ("SVWMF"), Sabby Management, LLC ("Advisor") and Hal Mintz. Advisor is the investment manager of SHMF and SVWMF. Mr. Mintz is the manager of Advisor.
|
(2)
|
The amounts reported herein reflect the entire amount of Issuer's ADR shares held by SHMF and SVWMF as of each transaction date. Each of Advisor and Mr. Mintz disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16"), beneficial ownership of such securities, except to the extent of its/his pecuniary interest therein, and this report shall not be deemed as admission that either Advisor or Mr. Mintz is the beneficial owner of such securities for purposes of Section 16 or otherwise.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
SABBY MANAGEMENT, LLC
10 MOUNTAINVIEW ROAD
SUITE 205
UPPER SADDLE RIVER, NJ 07458
|
|
X
|
|
|
Sabby Healthcare Master Fund, Ltd.
C/O SABBY MANAGEMENT, LLC
10 MOUNTAINVIEW ROAD, SUITE 205
UPPER SADDLE RIVER, NJ 07458
|
|
X
|
|
|
Signatures
|
/s/ Robert Grundstein, COO and General Counsel of Sabby Management, LLC
|
|
3/14/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Rosetta Genomics (CE) (USOTC:ROSGQ)
과거 데이터 주식 차트
부터 11월(11) 2024 으로 12월(12) 2024
Rosetta Genomics (CE) (USOTC:ROSGQ)
과거 데이터 주식 차트
부터 12월(12) 2023 으로 12월(12) 2024
Rosetta Genomics Ltd (CE) (OTC 시장)의 실시간 뉴스: 최근 기사 0
More Rosetta Genomics Ltd. News Articles