UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
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x
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
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For the quarterly period ended June 30, 2012
OR
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¨
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the transition period from
to
Commission File Number: 000-50586
Marketing Worldwide Corporation
(Exact name of registrant as specified
in its charter)
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Delaware
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68-0566295
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(State of incorporation)
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(I.R.S. Employer
Identification No.)
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2212 GRAND COMMERCE DR.
HOWELL, MI
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48855
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(Address of Principal Executive Offices)
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(Zip Code)
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(517) 540-0045
(Registrant’s telephone number,
including area code)
Not Applicable
(Former name, former address and former
fiscal year, if changed since last report)
Indicate
by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days. Yes
x
No
¨
Indicate
by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive
Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the
preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes
x
No
¨
Indicate by check mark whether the registrant
is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definition of “large
accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange
Act (Check one):
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Large accelerated filer
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¨
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Accelerated filer
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¨
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Non-accelerated filer
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¨
(Do not check if a smaller reporting company)
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Smaller reporting company
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x
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Indicate
by check mark whether the registrant is a shell company (as defined in Exchange Act Rule 12b-2). Yes
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No
x
Indicate the number of outstanding of each
of the issuer’s classes of common stock, as of the latest practicable date, August 16, 2012: 4,246,397
EXPLANATORY NOTE
The purpose of this Amendment No. 1 on Form
10-Q/A to Marketing Worldwide Corporation’s quarterly report on Form 10-Q for the period ended June 30, 2012, filed with
the Securities and Exchange Commission on August 20, 2012, is solely to furnish Exhibit 101 to the Form 10-Q in accordance with
Rule 405 of Regulation S-T. Exhibit 101 consists of the following materials from Marketing Worldwide Corporation’s
Form 10-Q, formatted in XBRL (eXtensible Business Reporting Language):
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101.INS
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XBRL Instance Document
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101.SCH
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XBRL Taxonomy Extention Schema
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101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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101.LAB
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XBRL Taxonomy Extension Label Linkbase
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101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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No other changes have been made to the original
Form 10-Q. This Amendment No. 1 speaks as of the original filing date of the Form 10-Q, does not reflect events that
may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original
Form 10-Q.
Pursuant to Rule 406T of Regulation S-T,
the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes
of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
PART II — OTHER
INFORMATION
ITEM 6. Exhibits
(a) EXHIBIT(S) DESCRIPTION
(3)(i) Certificate of Incorporation * (3)(ii)
Bylaws *
(4)(1) Form of Common Stock Certificate
*
(4)(2) Common Stock Purchase Warrant with
Wendover Investments Limited *
(4)(3) Stock Option Agreement with Richard
O. Weed *
(5) Opinion on Legality *****
(10)(1) Consulting Agreement with Rainer
Poertner ***
(10)(2) Fee Agreement with Weed & Co.
LLP *
(10)(3) Purchase Agreement MWW and MWWLLC
*
(10)(4) Amendment to Purchase Agreement
between MWW and MWWLLC **
(10)(5) Employment Agreement with CEO Michael
Winzkowski **
(10)(6) Employment Agreement with COO/CFO
James Marvin **
(10)(7) Loan Agreement with Key Bank N.A.
***
(10)(8) Amendment to Consulting Agreement
with Rainer Poertner ***
(10)(10) Real Property Lease Agreement
for 11224 Lemen Road, Suite A ****
(10)(11) Real Property Lease Agreement
for 11236 Lemen Road ****
(10)(12) Supplier and Warranty Agreement
****
(10)(13) Business Loan Agreement
April 4, 2006 with KeyBank N.A. ******
(10)(14) Supplier and Warranty Agreement
****
(10)(15) Blanket Purchase Order, Non-Disclosure
and Confidentiality Agreement ******
1(0)(16) Lease Agreement and Amendment
to Lease Agreement with JCMD Properties, LLC ******
(10)(17) Consulting Agreement with Rainer
Poertner dated July 1, 2006 ******
(10)(18) Waiver of
Cashless Exercise Provisions in Warrant by Wendover Investments Ltd. *******
(10)(19) Waiver of Cashless Exercise Provisions
in Stock Option by Richard O. Weed *******
(10)(20) Extension of Employment Agreement
with Michael Winzkowski dated October 15, 2006
(10)(21) Extension of Employment Agreement
with James Marvin dated (21) Subsidiaries of Registrant *
(31)(1) Certification of Chief Executive
Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002.
(31)(2) Certification of Chief Financial
Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
(32)(1) Certification of Chief Executive
Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, furnished under Exhibit 32 of Item 601 of Regulation S-K.
(32)(2) Certification of Chief Financial
Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, furnished under Exhibit 32 of Item 601 of Regulation S-K.
* Previously filed on February 11, 2005
as part of the Registration Statement on Form 10-SB12G of Marketing Worldwide Corporation SEC File 0-50586 Accession Number 1019687-4-279.
** previously filed on August 10, 2005
as part of the Registration Statement on Form 10-SB12G/A Amendment No. 1 of Marketing Worldwide Corporation SEC File 0-50586 Accession
Number 0001019687-04-001719.
*** previously filed on November 9, 2005
as part of the Registration Statement on Form 10-SB12G/A Amendment No. 2 of Marketing Worldwide Corporation SEC File 0-50586 Accession
Number 0001019687-04-002436.
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**** Previously filed on January 31, 2006
as part of the Form 10-KSB for the year ended September 30, 2005 of Marketing Worldwide Corporation SEC File 0-50586 Accession
Number 0001019687-05-000207.
***** previously filed on March 17, 2006
as part of the Form SB-2 of Marketing Worldwide Corporation SEC File 333-123380 Accession Number 0001019687-05-000728.
****** previously filed on September 15,
2006 as part of the Form SB-2 of Marketing Worldwide Corporation SEC File 333-123380 Accession Number 0001019687-05-002649.
******* previously filed on December
7, 2006 as part of the Form SB-2 of Marketing Worldwide Corporation SEC File 333-123380 Accession Number 0001019687-05-003367.
(31)(1) Certification of Chief Executive
Officer pursuant to Section302 of the Sarbanes-Oxley Act of 2002.
(31)(2) Certification of Chief Financial
Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
(32)(1) Certification of Chief Executive
Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, furnished under Exhibit 32 of Item 601 of Regulation S-K.
(32)(2) Certification of Chief Financial
Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, furnished under Exhibit 32 of Item 601 of Regulation S-K.
(10)(22) $50,000 convertible note, dated
Feb 16, 2011, Asher
(10)(23) $25,000 convertible note, dated
March 22, 2011, Asher
(10)(24) $30,000 convertible note, dated
May 6, 2011, Asher
(10)(25) $127,000 convertible promissory
note, dated Jan. 10, 2011, RBSM, LLP
(10)(26) $250,000 senior convertible debenture,
dated June 29, 2011, Hillair
(10)(27) $260,120 promissory note and stock
pledge agreement, dated Feb 19, 2011, Rainer Poertner
(10)(28) Series C convertible preferred stock agreement, dated
April 29, 2011, Southridge
(10)(29) Series C convertible preferred stock agreement, dated
May 17, 2011, Southridge
(10)(30) Public relations, promotion and marketing agreement,
April 28, 2011 – August 28, 2011, Stock Vest
(10)(31) $45,000 convertible note, dated April 17, 2012, Asher
(10)(32) Certificate of Amendment to the Certificate of Incorporation
(101)(1) Interactive Data File
SIGNATURES
Pursuant to the requirements of section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
MARKETING WORLDWIDE CORPORATION
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BY:
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/s/ CHARLES PINKERTON
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NAME: CHARLES PINKERTON
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TITLE: CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER
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Date: August 20, 2012
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Pursuant to requirements of the Securities Exchange Act of 1934,
this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
BY:
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/s/ CHARLES PINKERTON
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NAME: CHARLES PINKERTON
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TITLE: CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER
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Date: August 20, 2012
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Marketing Worldwide (PK) (USOTC:MWWC)
과거 데이터 주식 차트
부터 8월(8) 2024 으로 9월(9) 2024
Marketing Worldwide (PK) (USOTC:MWWC)
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부터 9월(9) 2023 으로 9월(9) 2024