Gold Reserve Inc. (TSX.V: GRZ) (OTCQX: GDRZF) (“Gold
Reserve” or the “Company”) provides the following update
on the sale and bidding process (the “Sale Process”) for the
purchase of the common shares of PDV Holdings, Inc.
(“PDVH”), the indirect parent company of CITGO Petroleum
Corp. (“CITGO”), managed by the Special Master (the
“Special Master”) appointed by the U.S. District Court for
the District of Delaware (the “Delaware Court").
This update is qualified in its entirety by reference to such
documentation which is available on the Public Access to Court
Electronic Records (“PACER”) system in the Delaware Court
proceedings, including in Crystallex International Corporation v.
Bolivarian Republic of Venezuela, 1:17-mc-00151-LPS (D. Del.).
On September 27, 2024, the Special Master publicly filed a
status report with the Delaware Court in which he reported on his
discussions with certain holders of 8.5% Senior Notes due 2020 (the
“PDVSA 2020 Notes”) issued under an Indenture, dated October
27, 2016 among, inter alia, Petróleos de Venezuela, S.A.
(“PDVSA”), as issuer, GLAS Americas LLC, as Collateral
Agent, and MUFG Union Bank, N.A., as Trustee, as it relates to the
pledge of CITGO Holding (a subsidiary of CITGO) equity (the
“CITGO Holding Pledge”). In the status report, the Special
Master disclosed that, as of September 27, 2024, those discussions
have not resulted in an agreement and the discussions are no longer
active.
The Special Master also publicly filed on September 27, 2024, a
“Notice of Special Master’s Recommendation” with the Delaware Court
(the “Notice”) in which the Special Master provided the
following information:
- The Special Master has selected Amber Energy Inc. (the
“Buyer”), an affiliate of Elliott Investment Management
L.P., as the “Successful Bidder” pursuant to the Sale Process.
- The Special Master may recommend at a future date, in the
Notice of Final Recommendation (as defined therein), the Delaware
Court approval of the Buyer’s purchase of all of the common shares
of PDVH (the “PDVH Shares”) pursuant to the terms and
conditions set forth in the proposed executed Stock Purchase
Agreement attached as Exhibit A to the Notice (the “Proposed
Purchase Agreement” and the transactions contemplated thereby,
the “Proposed Sale Transaction”).
- In the Notice, the Special Master excerpted certain terms from
the Proposed Purchase Agreement, including:
- Purchase Price. The proposed
purchase price for the PDVH Shares is equivalent to a total CITGO
enterprise value of up to approximately US$7.286 billion, subject
to material assumptions and adjustments pursuant to the Proposed
Purchase Agreement, which terms are redacted in the attached
Proposed Purchase Agreement but will be available upon the
commencement of the Topping Period (as defined below) and the
Special Master’s filing of his final recommendation of the Proposed
Sale Transaction, as described below (the “Final
Recommendation”).
- Purchase Price Escrow. Cash
consideration paid by the Buyer at closing of the Proposed Sale
Transaction will be placed into escrow accounts in accordance with
the Trust Structure Term Sheet (as defined and attached as Exhibit
A to the Proposed Purchase Agreement). The release of the escrowed
proceeds will be subject to conditions including, among other
things, resolution of Ascertained Alter Ego Claims and the CITGO
Holding Pledge (each as defined in the Trust Structure Term
Sheet).
- Injunction Termination Right. In
the event the Delaware Court denies the relief sought in the
Special Master’s “Motion to Enjoin the Alter Ego Claimants from
Enforcing Claims Against the Republic or PDVSA by Collecting from
PDVH or its Subsidiaries in Other Forums” (the “Alter Ego
Motion”), which is scheduled for a hearing on October 1, 2024,
the Buyer may elect to terminate the Proposed Purchase Agreement
(the “Injunction Termination Right”).
- Superior Proposals. From the date
of execution of the Proposed Purchase Agreement until the date on
which the Special Master files the Final Recommendation, the
Special Master is subject to a non-solicitation and non-discussion
provision and is not permitted to consider any alternative
proposals to purchase the PDVH Shares. If, following the Court’s
decision with respect to the Alter Ego Motion, and pursuant to the
terms of the Proposed Purchase Agreement, the Special Master and
the Buyer amend the Proposed Purchase Agreement and the Special
Master files the Final Recommendation of the Proposed Sale
Transaction, as amended, the 45-day period during which the Special
Master may consider alternative proposals (the “Topping
Period”) will commence during which the Special Master will be
permitted to consider alternative proposals, subject to the
limitations set forth in the Proposed Purchase Agreement.
- In light of the Injunction Termination Right, the Special
Master does not believe that a final recommendation of the Proposed
Sale Transaction is appropriate at this time, nor would it be
productive given the upcoming October 1, 2024 hearing on the Alter
Ego Motion. Therefore, the Special Master recommends to the
Delaware Court that it adopt the following briefing schedule and
process related to the Proposed Sale Transaction:
- Notice filed on September 27, 2024;
- Hearing on Alter Ego Motion -- October 1, 2024;
- If the Court grants the relief requested in the Alter Ego
Motion, the Special Master and the Buyer will work in good faith to
make any amendments to the Proposed Purchase Agreement as are
necessary to reflect the Court’s ruling and, within three business
days after the execution of such amendments—i.e., the Trust
Structure Effective Date (as defined in the Proposed Purchase
Agreement, which itself must occur by the later of October 25, 2024
and ten business days following entry of the Delaware Court’s order
on the Alter Ego Motion —the Special Master will file the “Final
Recommendation”. The Final Recommendation will include (i) an
amended Proposed Purchase Agreement, (ii) final Trust Documentation
(as defined in the Trust Structure Term Sheet), and (iii) a
proposed form of Sale Order in connection therewith;
- The deadline for objections to the Proposed Sale Transaction,
and all other briefing deadlines provided in the Delaware Court’s
Oral Order entered on September 20, 2024 will be based on the date
of filing of the Final Recommendation;
- The Topping Period pursuant to the Proposed Purchase Agreement
shall commence on the date of the filing of the Final
Recommendation; and
- The Sale Hearing in connection with the Proposed Sale
Transaction shall be scheduled based on the briefing schedule
described in the fourth bullet above.
- Pursuant to the Sale Process Order, within seven days after the
filing of the Final Recommendation, the Special Master will file a
report under seal (and serve a copy to the Sale Process Parties)
that provides a summary of the Bids for the PDVH Shares, including
their cash and non-cash consideration components.
On October 1, 2024, the Delaware Court is scheduled to hold a
hearing on the Alter Ego Motion and on the Bolivarian Republic of
Venezuela/PDVSA motion for a 4-month stay of the Sale Process.
“At present, it is not clear what, if any, monies the Company
would receive under the terms of this Proposed Purchase Agreement,
and there is a significant risk the Company would not receive any
recovery,” said Paul Rivett, Executive Vice Chair. “All of the
proposed terms appear to be contingent on the resolution of the
Alter Ego Motion, as well as subject to further amendment if the
motion is granted and, unfortunately, many of the terms are
redacted. Gold Reserve’s recovery appears to be entirely contingent
on the amount of the Purchase Price that is escrowed to resolve the
CITGO Holding Pledge (related to the 2020 Notes), and the
resolution of the pending litigation concerning the CITGO Holding
Pledge as well as the Ascertained Alter Ego Claims. Gold Reserve
looks forward to obtaining further clarity on these open issues. In
the interim, Gold Reserve is considering all of its options,
including in respect of its objection rights and preparations for
the topping period.”
On Behalf of the Board of Directors
Paul Rivett Executive Vice-Chairman
Cautionary Statement Regarding Forward-Looking statements
This release contains “forward-looking statements” within the
meaning of applicable U.S. federal securities laws and
“forward-looking information” within the meaning of applicable
Canadian provincial and territorial securities laws and state Gold
Reserve’s and its management’s intentions, hopes, beliefs,
expectations or predictions for the future. Forward-looking
statements are necessarily based upon a number of estimates and
assumptions that, while considered reasonable by management at this
time, are inherently subject to significant business, economic and
competitive uncertainties and contingencies. They are frequently
characterized by words such as "anticipates", "plan", "continue",
"expect", "project", "intend", "believe", "anticipate", "estimate",
"may", "will", "potential", "proposed", "positioned" and other
similar words, or statements that certain events or conditions
"may" or "will" occur. Forward-looking statements contained in this
press release include, but are not limited to, statements relating
to the Sale Process, the Proposed Sale Transaction and any
Potential Transaction (as defined below).
We caution that such forward-looking statements involve known
and unknown risks, uncertainties and other risks that may cause the
actual events, outcomes or results of Gold Reserve to be materially
different from our estimated outcomes, results, performance, or
achievements expressed or implied by those forward-looking
statements, including but not limited to: the Sale Process may not
be consummated, including that it may not result in a sale of the
PDVH Shares to any person, including to the Buyer; the Company may
not receive any monies under the Sale Process, including under the
Proposed Sale Transaction, any potential transaction of the Company
solely or with one or more other parties ( “Potential Transaction”)
in relation to the sale of PDVH Shares pursuant to the Sale
Process, including, but not limited to: complying with the topping
bid terms under the Proposed Purchase Agreement, discretion of the
Special Master to otherwise considering any Potential Transaction,
entering into any discussions or negotiation with respect thereto
and that the Special Master may reject any Potential Transaction
including without limitation because the Special Master’s view is
that the Potential Transaction is not of sufficient value, does not
sufficiently take account of the PDVSA 2020 Notes, does not have
sufficient certainty of closing and/or for any other reason; the
form of consideration and/or proceeds that may be received by the
Company in any Potential Transaction; that any Potential
Transaction, and/or the form of proceeds received by the Company in
any Potential Transaction, may be substantially less than the
amounts outstanding under the Company’s September 2014 arbitral
award (the “Award”) and/or corresponding November 20, 2015 U.S.
judgement; the failure of the Company to put forth or negotiate any
Potential Transaction, including as a result of failing to obtain
sufficient equity and/or debt financing; that any Potential
Transaction of the Company will not be selected as a “Successful
Bid” under the Sale Process including complying with any topping
bid procedures, and if selected may not close, including as a
result of U.S. Department of Treasury Office of Foreign Assets
Control (“OFAC ”), or any other applicable regulatory body, not
granting an authorization in connection with any potential sale of
PDVH Shares and/or whether OFAC changes its decision or guidance
regarding the Sale Process; failure of the Company or any other
party to obtain any required approvals for, or satisfy other
conditions to effect, any transaction resulting from any Potential
Transaction or the Potential Sale Transaction; that the Company may
forfeit any cash amount deposit made due to failing to complete any
Potential Transaction or otherwise; that the making of any
Potential Transaction or any transaction resulting therefrom may
involve unexpected costs, liabilities or delays; that, prior to or
as a result of the completion of any transaction contemplated by
any Potential Transaction, the business of the Company may
experience significant disruptions due to transaction related
uncertainty, industry conditions or other factors; the ability to
enforce the writ of attachment granted to the Company; the timing
set for various reports and/or other matters with respect to the
Sale Process (including the Sale Motion and Sale Hearing) may not
be met; the ability of the Company to otherwise participate in the
Sale Process (and related costs associated therewith); the amount,
if any, of proceeds associated with the Sale Process the Company
may otherwise receive; the competing claims of certain creditors,
the “Other Creditors” (as detailed in the applicable court
documents filed with the Delaware Court) of the Bolivarian Republic
of Venezuela (“Venezuela”) and/or any of its agencies or
instrumentalities and the Company, including any interest on such
creditors’ judgements and any priority afforded thereto;
uncertainties with respect to possible settlements between
Venezuela, PDVSA, and/or any of their agencies or
instrumentalities, and other creditors and the impact of any such
settlements on the amount of funds that may be available under the
Sale Process; the ramifications of bankruptcy with respect to the
Sale Process and/or the Company’s claims, including as a result of
the priority of other claims; and whether Venezuela or PDVH’s
parent company, Petroleos de Venezuela, S.A., or any other party
files further appeals or challenges with respect to any judgment of
the U.S. Court of Appeals for the Third Circuit, any judgment of
the U.S. District Court of Delaware, or any judgment of any other
court in relation to the Company’s right to participate in any
distribution of proceeds from the Sale Process (including any
Potential Transaction or the Potential Sale Transaction). This list
is not exhaustive of the factors that may affect any of the
Company’s forward-looking statements. For a more detailed
discussion of the risk factors affecting the Company’s business,
see the Company’s Management’s Discussion & Analysis for the
period ended June 30, 2024, Company’s Annual Information Form on
Form 40-F and Management’s Discussion & Analysis for the year
ended December 31, 2023 and other reports that have been filed on
SEDAR+ and are available under the Company’s profile at
www.sedarplus.ca and which have been filed on EDGAR and are
available under the Company’s profile at www.sec.gov/edgar.
Investors are cautioned not to put undue reliance on
forward-looking statements. All subsequent written and oral
forward-looking statements attributable to Gold Reserve or persons
acting on its behalf are expressly qualified in their entirety by
this notice. Gold Reserve disclaims any intent or obligation to
update publicly or otherwise revise any forward-looking statements
or the foregoing list of assumptions or factors, whether as a
result of new information, future events or otherwise, subject to
its disclosure obligations under applicable rules promulgated by
the Securities and Exchange Commission and applicable Canadian
provincial and territorial securities laws.
NEITHER THE TSX VENTURE EXCHANGE NOR ITS REGULATION SERVICES
PROVIDER (AS THAT TERM IS DEFINED IN POLICIES OF THE TSX VENTURE
EXCHANGE) ACCEPTS RESPONSIBILITY FOR THE ADEQUACY OR ACCURACY OF
THIS RELEASE.
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Gold Reserve Inc. Contact Jean Charles Potvin 999 W. Riverside
Ave., Suite 401 Spokane, WA 99201 USA Tel: (509) 623-1500 Fax:
(509) 623-1634
Gold Reserve (TSXV:GRZ)
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Gold Reserve (TSXV:GRZ)
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