Statement of Ownership (sc 13g)
11 8월 2020 - 5:01AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
__________
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
RiverNorth
Specialty Finance Corp
(Name of Issuer)
(Title of Class of Securities)
76882B108
(CUSIP Number)
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☒ Rule 13d-1(b)
☐ Rule 13d-1(c)
☐ Rule 13d-1(d)
* The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in
a prior cover page.
The
information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP
No. 76882B108
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13G
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Page
2 of 5 Pages
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1.
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NAME
OF REPORTING PERSON(S)
Karpus
Investment Management
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2.
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
☐
(b)
☒
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3.
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SEC
USE ONLY
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4.
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CITIZENSHIP
OR PLACE OF ORGANIZATION
New
York
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE
VOTING POWER
646,321 Shares
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6.
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SHARED
VOTING POWER
0
Shares
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7.
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SOLE
DISPOSITIVE POWER
646,321
Shares
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8.
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SHARED
DISPOSITIVE POWER
0
Shares
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9.
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
646,321
Shares
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10.
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CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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☐
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11.
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11.8%
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12.
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TYPE
OF REPORTING PERSON
IA
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CUSIP
No. 76882B108
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13G
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Page
3 of 5 Pages
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Item 1(a).
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Name
of Issuer:
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RiverNorth Specialty
Finance Corp.
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Item
1(b).
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Address
of Issuer's Principal Executive Offices:
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325 N LaSalle
Street, Suite 645
Chicago, IL 60610
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Item
2(a).
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Name
of Person Filing:
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Karpus
Management, Inc., d/b/a Karpus Investment Management ("KIM")
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Item
2(b).
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Address
of Principal Business Office or, if None, Residence:
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183
Sully's Trail, Pittsford, New York 14534.
Each
of the Principals is a United States citizen. KIM is a New York corporation.
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Item
2(d).
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Title
of Class of Securities:
Cumulative Preferred
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