Current Report Filing (8-k)
19 9월 2013 - 11:46PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D. C. 20549
__________________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of
The
Securities Exchange Act of 1934
_________________________
Date
of Report (Date of earliest event reported): September 16, 2013
MERRILL
LYNCH DEPOSITOR, INC.
(on
behalf of PPLUS TRUST SERIES JPM-1)
(Exact
name of registrant as specified in its charter)
Delaware |
001-32263 |
13-3891329 |
(State
or other |
(Commission |
(I.
R. S. Employer |
jurisdiction
of |
File
Number) |
Identification
No.) |
incorporation) |
|
|
One
Bryant Park, 4th FL |
|
10036 |
Structured
Credit Trading |
|
(Zip
Code) |
New
York, New York |
|
|
(Address
of principal |
|
|
executive
offices) |
|
|
__________________________
Registrant’s
telephone number, including area code: (646) 855-6745
INFORMATION
TO BE INCLUDED IN REPORT
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.):
[ ] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section
1. Registrant’s Business and Operations
Not
applicable.
Section
2. Financial Information
Not
applicable.
Section
3. Securities and Trading Markets
Not
applicable.
Section
4. Matters Related to Accountants and Financial
Statements
Not
applicable.
Section
5. Corporate Governance and Management
Not
applicable.
Section
6. Asset-Backed Securities
Not
applicable.
Section
7. Regulation FD
Not
applicable.
Section
8. Other Events
Item
8.01 Other events
99.1
Distribution to holders of the PPLUS Trust Certificates Series JPM-1 on September 16, 2013.
For
information with respect to the underlying securities held by PPLUS Trust Series JPM-1, please refer to The J.P. Morgan Chase
& Co.’s (Commission file number 001-05805) periodic reports, including annual reports on Form 10-K, quarterly reports
on Form 10-Q and current reports on Form 8-K, and other information on file with the Securities and Exchange Commission (the “SEC”).
You can read and copy these reports and other information at the public reference facilities maintained by the SEC at Room 1580,
100 F Street, NE, Washington, D.C. 20549. You may obtain copies of this material for a fee by writing to the SEC’s Public
Reference Section of the SEC at 100 F Street, NE, Washington, D.C. 20549. You may obtain information about the operation of the
Public Reference Room by calling the SEC at 1-800-SEC-0330. You can also access some of this information electronically by means
of the SEC’s website on the Internet at http://www.sec.gov, which contains reports, proxy and information statements and
other information that the underlying securities issuer has filed electronically with the SEC.
Although
we have no reason to believe the information concerning the underlying securities or the underlying securities issuer contained
in the underlying securities issuer's Exchange Act reports is not reliable, neither the depositor nor the trustee participated
in the preparation of such documents or made any due diligence inquiry with respect to the information provided therein. No investigation
with respect to the underlying securities issuer or the swap guarantor (including, without limitation, no investigation as to
their respective financial condition or creditworthiness) or the underlying securities has been made. You should obtain and evaluate
the same information concerning the underlying securities issuer as you would obtain and evaluate if you were investing directly
in the underlying securities or in other securities issued by the underlying securities issuer. There can be no assurance that
events affecting the underlying securities or the underlying securities issuer have not occurred or have not yet been publicly
disclosed which would affect the accuracy or completeness of the publicly available documents described above.
Section 9. Financial
Statements and Exhibits
Item 9.01 Financial
Statements and Exhibits
(a) Financial
statements of business acquired.
Not
Applicable.
(b) Pro forma
financial information.
Not
Applicable.
(c) Shell company
transactions.
Not
applicable.
(d) Exhibits.
| 99.1 | Trustee’s
report in respect of the September 16, 2013 distribution to holders
of the PPLUS Trust Certificates Series JPM-1. |
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
|
MERRILL
LYNCH DEPOSITOR, INC. |
|
|
|
Date: September
19, 2013 |
By: |
/ Dylan Lohonen |
|
Name: |
Dylan Lohonen |
|
Title: |
Vice President |
EXHIBIT
INDEX
99.1 |
Trustee’s
report in respect of the September 16, 2013 |
|
distribution
to holders of the PPLUS Trust Certificates Series JPM-1. |
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