Current Report Filing (8-k)
05 9월 2020 - 5:46AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date of
Earliest Event Reported: August 31,
2020
General Moly, Inc.
(Exact name of registrant as specified in its charter)
Delaware
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001-32986
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91-0232000
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(State or other jurisdictionof incorporation)
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(Commissionfile number)
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(IRS employeridentification no.)
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1726 Cole Blvd., Suite 115
Lakewood, CO 80401
(Address of principal executive offices, including zip
code)
(303) 928-8599
(Registrant’s telephone number, including area
code)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2
below):
☐ Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 210.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name of
each exchange on which registered
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Common Stock, par value $0.001 per share
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GMO
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NYSE American and Toronto Stock Exchange
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter)
Emerging growth
company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act.
☐
Item
3.01
Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
On
August 31, 2020, General Moly, Inc. (the “Company”)
received a letter (the “Letter”) from the NYSE American
LLC (the “Exchange”) indicating that the Company is
below compliance with Sections 1003(a)(i), 1003(a)(ii), and Section
1003(a)(iii) of the NYSE American Company Guide (the “Company
Guide”), which require minimum levels of stockholders’
equity for companies with histories of net losses. The Exchange
indicated that its review showed that the Company reported a
stockholders’ deficit of $115.6 million as of June 30, 2020
and losses from continuing operations for its five most recent
fiscal years ended December 31, 2019.
Accordingly, the
Company must submit to the Exchange, no later than September 30,
2020, a plan of compliance to address how it intends to regain
compliance with Section 1003(a)(i), Section 1003(a)(ii) or Section
1003(a)(iii) of the Company Guide by February 28, 2022. The Company
has had a conversation with the Exchange regarding whether and to
what extent it can submit a plan of compliance based on current
facts and circumstances. The Company cannot assure that it will
submit a plan or, if it submits a plan, such plan will be accepted.
If the Company does not submit a plan of compliance, or if the plan
is not accepted by the Exchange, the Company’s common stock
will be subject to delisting procedures. If the plan is accepted by
the Exchange, the Company will be subject to periodic reviews
including quarterly monitoring for compliance with the
plan.
If the
Company is not in compliance with the Exchange’s continued
listing standards of Section 1003(a)(i), Section 1003(a)(ii) or
Section 1003(a)(iii) by February 28, 2022, or does not make
progress consistent with the plan during that time frame, the
Exchange will initiate delisting proceedings.
A copy
of the Company’s press release dated September 4, 2020,
regarding the receipt of the Letter from the Exchange is filed as
Exhibit 99.1 to this Current Report on Form 8−K and is
incorporated herein by reference.
Item
9.01
Financial
Statements and Exhibits
(d) Exhibits
Exhibit
No.
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Description
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Press
Release of General Moly, Inc. dated September 4, 2020.
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SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Company
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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GENERAL MOLY,
INC.
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Dated: September 4,
2020
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By:
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/s/ Amanda
Corrion
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Amanda
Corrion
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Controller and
Principal Accounting Officer
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General Moly (AMEX:GMO)
과거 데이터 주식 차트
부터 8월(8) 2024 으로 9월(9) 2024
General Moly (AMEX:GMO)
과거 데이터 주식 차트
부터 9월(9) 2023 으로 9월(9) 2024